To apply clcik on the link below: Click here to apply If you're a Sales Representative who has boundless energy, great skills and you love to sell, you'll want to investigate and apply for our Sales Representative opportunity . If you're searching for a solid, stable and profitable company that is small enough to know and appreciate who you are, and big enough to compete with the mega corporations, we should talk. 30- 40 HOURS $9.13 per hour plus commission ($10-$30 per sale) HERE'S WHAT YOU ...
This position is responsible for providing strategic compliance oversight for Broker-Dealer organization and its registered entities.
•Working with the Chief Compliance Officer, lead the Compliance program for each entity to ensure compliance with applicable laws and regulations.
•Ensure collaboration between the Supervision and Monitoring functions and the Surveillance and Reporting functions of the Compliance area. Work with the team to ensure ...
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